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67. While the Commission has been successful in carrying out its preliminary task in the Federal Republic of Germany and in the Western Sectors of Berlin, it has not thus far been able to establish reciprocal contact with the authorities in the Soviet Zone of Germany and in the Eastern Sector of Berlin even by correspondence. The Commission consequently has not thus far been able to make with the authorities concerned in the Soviet Zone of Germany and in the Eastern Sector of Berlin the arrangements deemed necessary by it to enable it to undertake its work in accordance with its terms of reference. Bearing in mind the infructuous efforts it has made on four separate occasions to appeal to the Soviet Control Commission for Germany to facilitate it in the discharge of its duties, the Commission, to its regret, is obliged to conclude that at present there is little prospect of its being able to pursue its task.

68. However, in view of the fact that sub-paragraph 4 (c) of General Assembly resolution 510 (VI) "directs the Commission, if it is unable forthwith to make these arrangements, to make a further attempt to carry out its task at such time as it is satisfied that the German authorities in the Federal Republic, in Berlin, and in the Soviet Zone will admit the Commission, as it is desirable to leave the door open for the Commission to carry out its task", the Commission will remain at the disposal of the United Nations and the parties concerned, and will make a further attempt to implement its mandate at such time as it seems likely to the Commission that new steps may lead to positive results.

69. The following four representatives on the Commission, whose signatures are appended below, unanimously adopted the report at the twenty-first meeting of the Commission held on 30 April 1952 in the Palais des Nations, Geneva.

(Signed) Brazil
Iceland

A. MENDES VIANNA
K. ALBERTSON

Netherlands
Pakistan

M. KOHNSTAMM

A. H. ABBASI

68. NOTE FROM THE AMERICAN EMBASSY AT MOSCOW TO THE SOVIET FOREIGN MINISTRY, MAY 13, 19521

1. In reply to the Soviet Government's note of the 9th of April,2 the United States Government wishes to make the following observations in regard to the unity of Germany, the election of a free allGerman government and the conclusion of a peace treaty with that government. It remains the policy of the United States Government

Department of State Bulletin, May 26, 1952, pp. 817-819. The British and French Embassies at Moscow delivered similar notes on the same day.

2 Ibid.,

pp. 819-820.

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to achieve these objectives on terms that will insure unity with freedom and peace with security.

2. It is ready to begin negotiations with the Soviet Government on these issues; and it desires to do so just as soon as it is clearly apparent that it is also the intention of the Soviet Government to avoid the fruitless negotiations of the past. The United States Government and the Governments of the United Kingdom, France and the Soviet Union must therefore first reach a clear understanding upon the scope of the negotiations and upon the fundamental problems to be examined. Proper preparation is essential to success and to avoid long delays. The Soviet Government's note of the 9th of April throws little new light on what it considers should be the means of insuring the success of any such negotiations.

3. In its latest note the Soviet Government now stipulates that Germany must not be included "into one or another grouping of powers directed against any peace-loving state". Germany's proposed membership in the United Nations should surely make any such provision unnecessary. In any case the United States Government could not accept any provisions forbidding Germany to enter into association with other states which one of the signatories of the peace treaty might arbitrarily choose to regard as "directed against any peace-loving state". It cannot admit that Germany should be denied the basic right of a free and equal nation to associate itself with other nations for peaceful purposes. It must assume that the Soviet Government likewise cannot object to Germany's right to enter into defensive agreements.

4. In its note of March 25,' the United States Government pointed out that it is giving full support to the efforts which the free states of Western Europe, including the German Federal Republic, are making to bring into being a peaceful European community and thus to begin a new era in which international relations will be based on cooperation and not on rivalry and distrust. The United States Government welcomes the development of such a European community in which Germany will participate. Germany is divided because Europe is divided. This policy of European unity cannot threaten the interests of the Soviet Union or of any country whose policy is devoted to the maintenance of peace. The United States Government will, therefore, not be deflected from its support of this policy. It is more than ever convinced that it represents the true path of peace.

5. The United States Government has no responsibility for the failure to extend this cooperation beyond its present limits. It remains ready to examine with sincerity and good will any practical and precise suggestions designed to reduce tension and to heal existing divisions.

6. A German peace treaty can be worked out only if there is an all-German government formed as a result of free elections and able to participate in full freedom in the discussion of such a treaty. It is, therefore, not possible to hold discussions now about the provisions

1 Supra, doc. 66.

of a German peace treaty. The U.S. Government has already made known its views on some of the Soviet Government's proposals especially its erroneous interpretation of the territorial provisions of the Potsdam protocol and its intention to confine Germany in a position of permanent isolation from Western Europe while obliging her to seek to provide for her defense solely through her own national armed forces. The Soviet proposals would mean permanent shackles upon Germany's rights of international association and a permanent state of tension and insecurity in the center of Europe.

7. The all-German government resulting from free election must. itself be free. Such freedom is essential both before and after a peace treaty has been negotiated. It must be able to maintain its genuinely representative character; to assume its responsibilities as the government of a reunited Germany and to play its full part in the discussion of the peace-treaty. This question of freedom is, therefore, inseparable from the problem of elections. The Soviet Government has still failed to give any indication of its views on this subject. The United States Government must ask specifically whether the Soviet Government considers that an all-German government, resulting from free elections, would be under four-power control until after the conclusion of a peace treaty or whether they agree that it should have the necessary freedom of action and powers of government.

8. The United States Government is happy to note that the Soviet Government now agrees in principle that there should be free elections throughout Germany. Such free elections can, however, only be held if the necessary conditions exist in all parts of Germany and will be maintained not only on the day of voting, and prior to it, but also thereafter. An essential first step is, therefore, to insure such conditions. Otherwise, no progress can be made. In recent years the eastern part of Germany has evolved in a direction increasingly divergent from the main path of German progress. This is a principal reason why an impartial inquiry is needed before elections can take place.

9. The Soviet Government does not agree, however, that the international commission set up by the General Assembly of the United Nations should carry out such an inquiry throughout Germany. It bases this refusal on its interpretation of Article 107 of the United Nations Charter. But this reads as follows: "Nothing in the present Charter shall invalidate or preclude action, in relation to any state which during the Second World War has been an enemy of any signatory to the present Charter, taken or authorized as a result of that war by the Governments having responsibility for such action." These words clearly do not preclude the United Nations from considering these aspects of German affairs. This interpretation was upheld by the United Nations General Assembly by an overwhelming majority. However, even under the Soviet Government's erroneous interpretation of the Charter there is nothing to prevent the Four Powers from availing themselves of the United

1 See supra, doc. 65.

Nations Commission in order to determine the conditions in which genuinely free elections could be held throughout Germany.

10. The Soviet Government suggests instead that responsibility for the inquiry could be entrusted to a commission formed by the four occupying powers. Before the United States Government could feel assured that this suggestion would result in an impartial inquiry it would need to know what would be the composition and functions of such a body. A commission composed solely of members with direct responsibilities in Germany would be both judge and party. Experience during the period of four-power control of Germany suggests that it would not be able to reach useful decisions. Thus the elections would be greatly delayed. Nor can the United States Government overlook the fact that the appointment of a four-power commission might be interpreted as a step towards the re-establishment of four-power control in Germany. This would be a retrograde move, out of keeping with constitutional developments in the Federal Republic.

11. For these reasons the United States Government maintains its preference for the United Nations Commission: It is already in being, its functions have been laid down and it can take action without delay. Nevertheless, the United States Government is ready to examine every possibility of determining whether conditions of freedom exist throughout Germany for the holding of genuinely free elections. The United States Government in agreement with the United Kingdom and French Governments and after consultation with the German Federal Government and the German authorities in Berlin, accordingly makes the following proposals:

(i) An impartial commission should immediately determine whether there exist in the Soviet Zone of Germany, as well as in the German Federal Republic and in all sectors of Berlin, the conditions necessary for the holding of free elections and, if not, should recommend for consideration by the Four Powers exercising responsibilities in Germany what step should be taken to create such conditions. The Four Powers should give the necessary facilities for the investigation of such a commission in the German Federal Republic, in the Soviet Zone, and in all sectors of Berlin. The three Western Powers and the German Federal Government have already stated their willingness to do so.

(ii) The Four Powers should utilize for this purpose the United Nations Commission which is already available. This seems the quickest and most practical course.

(iii) Despite its strong preference for the procedure under (ii) above, the United States Government is ready to consider any other practical and precise proposals for an impartial commission of investigation which the Soviet Government may wish to put forward, on the one condition that they are likely to promote the early holding of free elections throughout Germany.

(iv) As soon as the report of such an impartial commission is available, representatives of the United States, United Kingdom,

French and Soviet Governments would meet to consider it, with a view to reaching agreement on:

(A) The early holding of free elections throughout Germany, including the creation where necessary of the appropriate conditions; and

(B) The assurances to be given by the Four Powers that the all-German government, formed as the result of these free elections, will have the necessary freedom of action during the period before the peace treaty comes into effect.

69. NOTE FROM THE AMERICAN EMBASSY AT MOSCOW TO THE SOVIET FOREIGN MINISTRY, JULY 10, 19521

In its note of May 132 the United States Government made various proposals in the hope of facilitating four power conversations which could lead to the unification of Germany and to the negotiation with an all-German Government of a German peace treaty. It observes with regret that the Soviet Government in its note of May 243 does not answer these proposals. The United States Government fully maintains the views and proposals in its note of May 13. On this basis it wishes in its present note primarily to concentrate attention upon the immediate practical problem of the procedure for setting up, through free elections, an all-German Government with which a peace treaty can be negotiated.

In its note the Soviet Government once more proposes simultaneous discussions on a peace treaty, the unification of Germany, and the formation of an all-German Government. For its part,

the United States Government maintains its position on this question, namely, that an all-German Government must participate in the negotiation of a peace treaty, and that, therefore, before undertaking such negotiations Germany must be unified and an all-German Government established. Unification of Germany can be achieved only through free elections. The essential first step is obviously the determination that conditions necessary for such free elections exist. The second step would be the holding of those elections. In regard to the first step, the United States Government proposed in its note of May 13 that an impartial Commission should determine whether there exist throughout Germany the conditions necessary for the holding of free elections. While pointing out the great advantages of using the United Nations Commission, the United States Government nevertheless offered to consider any other practical and precise proposals for an impartial Commission which the Soviet Government might advance. The Soviet Government advances no such proposals and limits itself to maintaining its position on the

1 Department of State Bulletin, July 21, 1952, pp. 92-93. The British and French Embassies delivered similar notes.

2 Supra.

3 Department of State Bulletin, July 21, 1952, pp. 93–96.

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