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TO TURN TO THE study of Japanese communism, Paul F. Langer's brief monograph is one of a series of comparative analyses of nonruling Communist parties being made by Stanford University's Institute of Political Studies." It does not significantly break new ground, but rather is a well-organized, careful summation of known data on the structure, strengths, and changing tactics of the Japanese Communist Party (JCP), providing information that is particularly useful to the beginning student.

After sketching the evolution of the party before World War II years marked by organizational factionalism and ineffective leadership in a hostile, repressive environment-the author traces the postwar resurgence of the JCP. The party's modest but growing success at the polls in the past decade (despite a membership of only 300,000), its apparently

14 Agence France Presse dispatch, Manila, Sept. 30, 1974; from Foreign Broadcast Information Service, Daily Report, Oct. 1, 1974, p. P-7.

15 Dr. Langer is a member of the Social Science Department of The Rand Corporation.

profitable publications, and the Japanese tendency to respond in extremist fashion to "crisis-situations" are all factors that have made the JCP a force to be reckoned with.

At the same time, it would seem that the JCP's preoccupation with bread-and-butter issues, its current united-front pragmatism, and its "autonomy" and relative doctrinal moderation (the latter reflected in its attempt in recent years to avoid being drawn into the Sino-Soviet conflict) are singularly uninspiring and unattuned to the violence-prone dissent and inner turmoil of many younger Japanese today. It is Langer's view that while Marxism is still "the single most potent intellectual and political belief system in postwar Japan," it is losing popularity among the younger leftist intellectuals. If this is true, and if the JCP continues on its present course, then the distinctively Communist character of the party may be threatened.

While these considerations raise questions about the party's future, the relative success of the JCP to the present cannot be gainsaid. As one reads Langer's pages, with the Dake and Lachica works still fresh in mind, the contrast between the JCP's present via

bility, on the one hand, and the experiences of the Maoist NPA and the PKI, on the other, is striking. Dake's study leaves a clear impression of the gradually radicalizing effect of Peking's influence on the Indonesian political climate in general, and on PKI tactics in particular, in the year or so before the 1965 coup. Lachica similarly shows that Maoist ideology had a radicalizing effect on various youthful Philippine dissidents in the earlier 1960's and heightened their dissatisfaction with the ineffectual, united front policies of the underground PKP. In contrast, the present studied independence and neutrality of the JCP in the Sino-Soviet dispute (after a significant "tilt" toward Peking during 1962-65) has probably strengthened the party's short-term legitimacy and future "establishment" role.

What the long-term costs may be, both in terms of party strength and ideological appeal, remains to be seen. The respectability and yet declining popularity of Marxism in Japan may not be unconnected. To the surviving followers of Aidit and Sison, a glance at the JCP today may underscore the dilemma of all makers of revolution: "damned if you do, and damned if you don't."

Peking's Profile in Southeast Asia

By Lea E. Williams

MELVIN GURTOV: China and
Southeast Asia-The Politics of
Survival. Lexington, Mass., D.C.
Heath, 1971.

STEPHEN FITZGERALD: China
and the Overseas Chinese.
London, Cambridge
University Press, 1972.

authors show themselves free of
the obsession that drove a vocal
segment of a generation of Amer-
ican China-watchers to believe
that Chinese statecraft was the
product of mindless fanaticism.

In examining what he terms the "foreign policy interaction" between the People's Republic of ALTHOUGH FOCUSING on differ- China and its southern neighbors,' ent aspects of contemporary rela- Professor Gurtov tends to play Professor Gurtov tends to play tions between China and South- down one factor which many view east Asia, these two studies effec- as exerting a predominant influas exerting a predominant influtively demonstrate the fact that ence on the plotting of China's for the greater part of the last course in international politics. twenty years Peking has sought- This is the Sino-Soviet confrontafor the best of pragmatic reasons tion surely the most compelling -to maintain an inconspicuous single consideration in the minds posture and a benevolent mien in of the men in Peking. It would not her dealings with the nations of even be reckless to see the motithe region. With the exception of vation behind China's moderation the brief interlude of militant in Southeast Asia exclusively in aberrancy witnessed during the the context of her rivalry with the Cultural Revolution, Chinese for- Soviet Union a competition eign policy-whether in the broad which, by the late 1960's, apparcontext examined by Melvin Gur-ently resulted in Peking's widely tov or with respect to the specific problem of Southeast Asia's ethnic Chinese populations dealt with in Stephen FitzGerald's masterfully refined analysis-has displayed an inclination to tolerate manifestations of diplomatic independence by Southeast Asian leaders that sometimes approached opposition to Chinese international policy positions. In providing evidence of this tendency, both

publicized fear of a preemptive
blow from the north. Yet Gurtov
all but ignores this issue.

It is instructive in this connec-
tion to recall that in its first years,
during the halcyon period of

1 While Gurtov deals only with the formulation and implementation of Chinese policy vis-à-vis Burma, Cambodia, and Thailand, the implications of his findings for Peking's ties with other states of the region are reasonably clear.

Soviet-Chinese amity, the People's Republic was by no means mild in its pronouncements on Southeast Asia and its nationalist leaders. That was a time of "leaning to one side," in which China saw only friends or enemies and recognized no alternative category in between. Non-Communist Southeast Asian leaders, including such subsequent favorites as Indonesia's Sukarno and Cambodia's Sihanouk, were routinely blasted as lackeys of the West. Only with the birth of the "Bandung spirit" of peaceful coexistence did China abandon revolutionary rigidity to seek the benefits of diplomatic practicality. It is not excessive in retrospect to see the charm manifested by Chou En-lai at Bandung in 1955 as the first expression of an independent Chinese line that soon was to contribute to the shattering of the Sino-Soviet bloc.

Criticism of Gurtov's failure to give due consideration to the place of the Soviet Union in Chinese international calculations must, in fairness, be tempered by recognition of the fact that he wrote before Sino-American détente seemed a realistic possibility, at a time when the US still ranked among Peking's major bêtes noires. So much has changed in the short period since the publication of his book in 1971 that

the volume is unavoidably more

a body of historical data than a currently helpful analysis. Nevertheless, certain enduring patterns have carried over from the years when the United States and the People's Republic, albeit largely through surrogates, maneuvered for influence in Southeast Asia. Most obviously, American power is still directed toward shaping the outcome of the struggle in the Indochinese states in a way favorable to US interests, while China continues to hope for the emer

rection. North Vietnam has consistently avoided falling under the Chinese shadow, as demonstrated most recently by Hanoi's unwillingness to support the People's Republic in its territorial dispute with Saigon over contested islets in the South China Sea.

The theme of Sino-North Vietnamese unity of purpose is carried over into the author's discussion of Chinese behavior toward Burma and Cambodia. According to Gurtov, it was possible for China, at the height of the Cultural Revo

gence of a southern cordon sani-lution, to break with the governtaire of neutralized neighbors. In the latter connection, Gurtov's treatment of the Chinese connection with Communist insurgencies is of particular interest.

For example, he views the relatively restricted Communist movement of Thailand as significant to Peking only to the extent that it has created unsettled conditions in the northeastern part of that country, where the Americans maintain their major base area in support of intervention in Indochina. The assumption is that a US decision to cease backing its clients east of the Mekong would likely bring an end to the limited support the Chinese have given to the Thai Communists. This, in turn, "would put great pressure on North Vietnam to stop infiltrating guerrillas and military supplies" to the Thai insurgents through Laos. The argument, while in some respects plausible, seems to involve a misunderstanding of the relationship between Peking and Hanoi. The speculation seems to rest on the conviction that the Vietnamese Communists feel accountable to the giant to the north, although no evidence of Hanoi's vassalage to China is offered. The record, as interpreted by most observers, points in the opposite di

ment at Rangoon and to urge Burmese Maoists to rebel, because Burma was not strategically situated in terms of thwarting American aims in Indochina. Moreover, the Burmese government had earlier invited Chinese retaliation by refraining from denunciation of the US escalation of hostilities in Vietnam. (If Peking was then actually so eager to aid Hanoi, it seems strange that, almost simultaneously, rail shipments across China of Soviet supplies destined for beleaguered North Vietnam were impeded).

Cambodia, of course, is adjacent to Vietnam and therefore, following Gurtov's reasoning, could not be brusquely sent to Coventry by Peking. It is true that for six weeks after Sihanouk's overthrow in absentia, on March 18, 1970, the People's Republic Republic sought to do business as usual with Phnom Penh so that war materiel might still flow to the embattled Vietnamese Communists via the port of Sihanoukville (since restored to its former name, Kompong Som). However, in view of the fact that the Soviet Union was then also engaged in trying to keep a foot in the Cambodian door, Peking's initial correctness toward Lon Nol may well be ex

plained by anxieties related less to Southeast Asia than to global politics. If so, the author under discussion would seem again to have overlooked the transcendent importance of Soviet-Chinese animosity.

In sum, the Gurtov volume conscientiously surveys a wealth of material and presents a stimulating interpretation, though there is one serious mechanical problem in the presentation. The author is excessively attached to lengthy explanatory footnotes that appear in tiny print on at least half of the pages, sometimes equaling in verbiage the text above. Surely, anything worth reporting in such careful detail merited incorporation into the main body of the text. More importantly, however, the whole undertaking suffers from its initial premise that China views Southeast Asia as a zone of primary concern, whereas in fact the region is more likely accorded only peripheral attention in the larger context of China's pursuit of national security and great-power status.

FITZGERALD'S EXAMINATION of the connection between China and persons of Chinese ethnicity abroad further documents the fact that the People's Republic has sought to disengage itself from counterproductive involvement in Southeast Asia. He aptly describes the process that began in the mid1950's as one of "decolonization," suggesting a parallel between Western withdrawal from empire and the Chinese effort to avoid embarrassing entanglements in the countries to the south.

Earlier, beginning around the turn of the century, successive Chinese governments had attempted to strengthen themselves

through the mobilization of patriotic support from the Overseas Chinese. Particularly in the matter of financial contributions to the motherland, much was expected of expatriate sons, and much was received. However, depression and years of hostilities decisively lowered the rate of Chinese emigration and reduced the proportion of China-born in the Chinese communities of Southeast Asia. After World War Il, the northward flow of remittances, long so useful to China, began to decrease as fewer and fewer Overseas Chinese felt personally bound to a distant land. Each year, the value to China of the Chinese abroad lessened.

With the inauguration of the "Bandung spirit," the Overseas Chinese came to be seen as more trouble than they were worth. If the People's Republic aspired to effective influence in countries of Southeast Asia, emigrant sons would have to be left to their own devices and that is precisely what has been done. (In significant contrast, the authorities on Taiwan, trast, the authorities on Taiwan, who could not conceivably hope to shape the course of events in Southeast Asia, have displayed extreme reluctance to weaken whatever ties may have existed between themselves and the Overseas Chinese.)

Thus, both authors arrive at essentially the same conclusion:

China primarily seeks national security and diplomatic freedom of action, and she has chosen to curtail her ties to elements abroad that she cannot control or effectively exploit in order to play for larger international stakes. The indigenous Communist movements and the ethnic Chinese of Southeast Asia are necessarily deemed expendable by Peking, for they are both more of a hindrance than a help to China in her bid for peaceful accord with the non-Communist governments of the region, most of which (with the notable exception of Indonesia and, of course, South Vietnam) have responded positively to Peking's initiatives of the past two decades.

Mobilizing the Chinese Masses

By William L. Parish, Jr.

ALAN P. L. LIU: Communications and National Integration in Communist China. Berkeley, University of California Press, 1971.

MARTIN KING WHYTE: Small
Groups and Political Rituals in
China. Berkeley, University of
California Press, 1974.

THE BOOKS by Liu and Whyte, while quite different in their focus and approach, both attack the issue of political mobilization in China the issue of the degree to which the government has been able to free people from their original commitments to individual,

family, and regional goals and recommit them to the goals of the larger political system.

Liu's volume is essentially a "top-down" account, emphasizing the organization and politics of the Chinese Communist Party's Propaganda Department, the radio, the press, book publishing, and films. Though it is the best existing introduction to China's communication system, it contains a number of flaws, the most significant of which is its failure to consider the which is its failure to consider the great volume of communication that flows not through the public media but through closed channels. To learn, for example, how

the public knew about Lin Piao's downfall or Nixon's impending visit long before they were mentioned in the press and over the radio, one must supplement Liu's book with Michel Oksenberg's 1974 article on communication.' Therein, one finds a description of the system of secret documents and confidential meetings by which information spreads from Peking to all levels of society. Also, because Liu's book was written too early, it does not discuss the Ref

1 "Methods of Communication Within the Chinese Bureaucracy," The China Quarterly (London), January-March 1974, pp. 1-39.

erence News (Ts'an-k'ao Hslao- | similar, would be a useful supple

hsi), a digest of news from foreign wire services which has been made available daily since about 1970 to large portions of the urban and even some of the rural population.

ment for those readers interested
in small groups in the military at
an earlier period.)

Despite differences in approach,
both Liu and Whyte share a num-
ber of themes in common. They
are: (1) As Chinese society grew
more routinized in the 1960's,
small groups and political cam-
paigns became less effective in
changing basic attitudes. (2)
There have been policy fluctua-
tions and disagreements within
the central leadership as to the
desirability of imposing intensive
political study and campaigns on
the population. (3) Even if the
radicals who want intensive politi-

Whyte's study of small groups in the People's Republic, with his "bottom-up" emphasis and richer detail, complements Liu's book well. According to the ideal described in government documents of the early 1950's, officially organized small groups, which have over the years emerged as the dominant mechanism for political mobilization in China, consist of some ten-odd peers meeting regularly for study, discussion, critical activities gain a dominant posi-❘ cism, and self-criticism. When tion, the conditions of village and, effectively organized, such groups to a lesser degree, factory and confront potential deviants with labor-camp life would seem to such forceful social pressure that limit the effectiveness of political other kinds of physical coercion activities in these settings. (4) and economic inducements to Despite these limitations, the make them behave in a socially Chinese have been rather successand politically desirable manner ful, in comparison with Chinese are less necessary. Enthusiasm societies of the past and with for the political system is gener- other societies, in mobilizing and ated from within the individual imposing order on the society. rather than imposed from without. (A similar ideal exists in other Communist states, but there it is only applicable to party cells. China has generalized the ideal so that it applies to all segments of society.) By means of interviews with informants in Hong Kong, Whyte examines the degree to which this government ideal is approximated in five different settings: government bureaus, schools, factories, labor camps, and villages. This approach provides a good introduction to the basic-level institutions in China, omitting only urban neighborhood groups and the military. (Alexander George's The Chinese Communist Army in Action, to which the Whyte book is in some ways

Though one could quibble with the details of each of these generalizations, it seems most fruitful to elaborate upon just two issues: the need to study variation within China and its causes, and the need to find a proper basis of comparison when evaluating China's success in achieving its goals.

OTHERS HAVE STRESSED the
need to recognize and study varia-
tion within China, and there has

2 New York, Columbia Univ. Press, 1967.
The most systematic discussion of
variation and its causes in rural China is
Michel Oksenberg, "Local Leaders in Rural
China, 1962-65," in A. Doak Barnett, Ed.,
Chinese Communist Politics in Action,
Seattle, University of Washington Press, 1969,
pp. 193-204.

even been an occasional study at a rather abstract level relating provincial differences in political stability to economic conditions." Whyte's, however, is the first published study to examine systematically the relationship between local background characteristics and the implementation of government policy at the basic levels of society. His study illustrates the need to precede any global statements about the success of this or that policy by an examination of the conditions that are likely to temper the particular policy's success. Whyte lists conditions that promote small-group activities in bureaucracies and weaken them in villages: the prestige and career advancement possibilities in bureaucratic work, the greater relevance of study to tasks in bureaucracies, and the concentration of the work group in a small office as opposed to the dispersion of peasants in fields where close observation is not as easy. He also lists conditions that will make groups more effective in one village than another: more income and more people willing to serve as local leaders; closeness to and greater influence from a city; test- or key-point status, which brings in more outside government guidance and attention.

The specific list of conditions, of course, may vary slightly for other programs. Take birth control, for example, which is now a major government program being shown to foreign visitors. Its progress in rural areas is likely to be hindered by the absence of a generalized social-security program

4 For example, Frederick C. Teiwes, "Provincial Politics in China: Themes and Variations," in John M. H. Lindbeck, Ed., China: Management of a Revolutionary Society, Seattle, University of Washington Press, 1971, pp. 116-89.

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